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Mark Harold Green

SG Americas Securities, LLC

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About Mark Harold Green

Mark Harold Green is a financial advisor with SG Americas Securities, LLC. Mark has been working in the financial industry since 2007. Mark holds Series 7, Series 63, SIE and Series 99TO licenses. Mark has been registered with SG Americas Securities, LLC since 2015. Previously, Mark worked for Newedge USA, LLC and Newedge Financial Inc. Mark is licensed in 14 states including Arizona, Colorado, District of Columbia, Florida, Idaho, Illinois, Louisiana, Maine, Maryland, Missouri, New Jersey, Ohio, Puerto Rico and Vermont.

Firm Information

Mark Green is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Green’s Registration & Firm History

IL

01/02/2015 - Present

SG Americas Securities, LLC (CHICAGO IL)

IL

09/01/2008 - 01/02/2015

NEWEDGE USA, LLC (CHICAGO IL)

IL

11/21/2007 - 09/01/2008

NEWEDGE FINANCIAL INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/28/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Harold Green.
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