Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Harold Brewer is a financial advisor currently registered with UBS Financial Services Inc. Mark Brewer has over 35 years of experience in the industry and holds multiple licenses, including Series 63, 65, 7, and 24. Mark Brewer is registered as an Investment Advisor Representative in Tennessee and Texas. Previously, Mark Brewer was registered with several firms, including Prudential Securities Incorporated, First New York Securities L.L.C., Saperston Financial Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mark Brewer specializes in providing financial planning, portfolio management, and pension consulting services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
12/02/2003 - Present
UBS Financial Services Inc. (NASHVILLE TN)
NY
12/02/1996 - 12/17/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/29/1993 - 12/06/1996
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
10/20/1992 - 07/23/1993
SAPERSTON FINANCIAL INC. (BUFFALO NY)
NY
09/24/1985 - 06/23/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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