Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Harold Belford has been in the financial services industry since 1997. Mark is currently a registered representative of Stephens and has been with the firm since 2020. Prior to joining Stephens, Mark was employed by KPMG Corporate Finance LLC, Janney Montgomery Scott LLC, Stifel, Nicolaus & Company, Incorporated, J.P. Morgan Securities Inc., and Lehman Brothers Inc. Mark holds Series 7, 79TO, 24, 63, and SIE licenses. Mark has a diverse set of specializations that include Fixed Income, Equities, Mutual Funds, Variable Annuities, Options, Futures, and Retirement Planning. Mark has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/13/2020 - Present
Stephens (NEW YORK NY)
NY
05/04/2015 - 07/02/2020
KPMG CORPORATE FINANCE LLC (NEW YORK NY)
NY
08/12/2009 - 02/28/2015
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
04/17/2008 - 05/20/2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
06/20/2006 - 11/20/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/18/1998 - 03/07/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/30/1995 - 02/02/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/24/1991 - 01/11/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 08/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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