Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Hanley Faler is an investment advisor representative at LPL Financial LLC, and has been in the industry since 1985. Mark holds FINRA Series 7, 24, and 63 licenses. Mark also has passed the Uniform Investment Adviser Law Examination (Series 65) and the Securities Industry Essentials Examination (SIE). Mark has previously worked at WACHOVIA SECURITIES, LLC, DAIN RAUSCHER INCORPORATED, and PRUDENTIAL SECURITIES INCORPORATED. Mark is registered in Arizona, California, Florida, Hawaii, Idaho, Maine, Nevada, Oregon, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
02/26/2004 - Present
LPL Financial LLC (BOUNTIFUL UT)
MO
11/16/1999 - 11/10/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/02/1998 - 11/16/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
03/05/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
09/25/1985 - 03/25/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/24/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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