Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Cole is an investment advisor representative at Northwestern Mutual Investment Services, LLC. Mark has been in the industry since 2010 and holds a Series 66 license. Mark is registered with the state of Washington as both a broker-dealer and an investment advisor. Mark is also registered with the state of Washington as both a broker-dealer and an investment advisor. Mark is also registered in 51 states as a broker-dealer. Mark is a 50% owner of Fluid Process Engineering LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
02/18/2011 - Present
Northwestern Mutual Investment Services, LLC (SEATTLE WA)
BOTH
Issued 02/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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