Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Mundy is an investment advisor representative and registered representative with Ameritas Advisory Services, LLC. Mark has been in the industry since 1989, and holds the Series 7, Series 6, Series 63 and Series 65 licenses. Mark has worked with Ameritas Advisory Services, LLC, The Equitable Life Assurance Society of the United States, AXA Advisors, LLC, and EQUICO Securities, INC. Mark specializes in financial planning, portfolio management for businesses and individuals, and pension consulting. Mark is also licensed as an independent insurance agent to sell fixed insurance products, including life settlements.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
11/01/2021 - Present
Ameritas Advisory Services, LLC (Dallas TX)
NY
09/19/1990 - 01/14/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/17/1990 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
08/21/1989 - 08/27/1990
EQUICO SECURITIES, INC.
NA
08/21/1989 - 08/27/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 02/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/02/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Mundy is the right advisor for you? Invested Better is here to help.
