Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Grundman is a financial advisor with Pickwick Capital Partners, LLC in White Plains, NY. Mark has a strong background in the financial industry with over 10 years of experience. He has a Series 7, 63, 65, 82TO, 86 and 87 licenses and has experience working at AXA Advisors, LLC and G.Research, LLC. Mark has been working in the securities industry since July 10, 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/18/2023 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
01/25/2017 - 04/07/2017
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/01/2006 - 05/27/2016
G.RESEARCH, LLC (RYE NY)
BC
Issued 11/21/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/03/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 11/22/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/22/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/31/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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