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Mark Graves Baillie

Cantor Fitzgerald & Co.

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About Mark Graves Baillie

Mark Graves Baillie is a Financial Advisor with Cantor Fitzgerald & Co. Mark has over 20 years of experience in the financial services industry. Mark holds the Series 7, 24, 63, 79TO and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Mark previously worked at Stiefel, Nicolaus & Company, Incorporated, Thomas Weisel Partners LLC and Soundview Technology Corporation.

Firm Information

Mark Baillie is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Baillie’s Registration & Firm History

NY

11/20/2023 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

07/10/2010 - 11/27/2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

01/27/2004 - 07/19/2010

THOMAS WEISEL PARTNERS LLC (NEW YORK NY)

CT

05/01/2002 - 02/02/2004

SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)

CT

01/15/2002 - 03/19/2002

SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)

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Licenses & Designations

BC

Issued 05/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/14/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark Graves Baillie.
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