Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Graham is a financial professional with over 16 years of experience in the industry. Mark is currently registered with Citigroup Global Markets Inc. and has been a registered representative since October 2022. Mark has held previous roles at CLSA Americas, LLC and HSBC Securities (USA) INC. Mark specializes in providing investment advice to a wide range of clients, including individuals, corporations, and charitable organizations. Mark holds several industry licenses, including Series 7, Series 16, Series 24 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/28/2022 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
03/11/2019 - 10/10/2022
CLSA AMERICAS, LLC (NEW YORK NY)
NY
04/15/2016 - 07/19/2017
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
05/17/2007 - 04/14/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 07/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 07/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2013
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 05/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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