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Mark Govoni

TP Icap Global Markets Americas LLC

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About Mark Govoni

Mark Govoni is a financial professional with over 20 years of experience in the industry. Mark is currently registered with TP Icap Global Markets Americas LLC and Liquidnet, Inc. Mark holds Series 3, 7, 24, 55, 57TO, and 63 licenses. Mark has worked at a variety of firms including Instinet, LLC and Nomura Securities International, Inc.

Firm Information

Mark Govoni is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Govoni’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

06/01/2022 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

11/12/2012 - 05/02/2022

INSTINET, LLC (NEW YORK NY)

NY

08/17/2009 - 11/09/2012

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

07/16/2003 - 08/17/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/15/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/08/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2005

Series 3 - National Commodity Futures Examination

BC

Issued 10/25/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/15/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Govoni.
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