Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Steele is a financial professional with over 30 years of experience in the financial services industry. He currently works as a registered representative for Leerink Partners LLC. Mark has a strong background in the industry, having previously worked for companies such as Sterne, Agee & Leach, Inc., Girard Securities, Inc., Thomas Weisel Partners LLC, Soundview Technology Group, Inc., BancBoston Robertson Stephens Inc., BancAmerica Robertson Stephens, and Robertson, Stephens & Company LLC. Mark holds a Series 7, Series 24, Series 55, Series 57TO, and SIE licenses. Mark is licensed in 19 states, including Arizona, California, Connecticut, Delaware, Georgia, Illinois, Kentucky, Maryland, Massachusetts, Minnesota, Nevada, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Texas, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/08/2013 - Present
Leerink Partners LLC (SAN FRANCISCO CA)
CA
11/29/2010 - 02/25/2013
STERNE, AGEE & LEACH, INC. (SAN FRANCISCO CA)
CA
12/15/2008 - 11/22/2010
GIRARD SECURITIES, INC. (MILL VALLEY CA)
CA
02/28/2000 - 08/01/2008
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CT
11/02/1999 - 03/03/2000
SOUNDVIEW TECHNOLOGY GROUP, INC. (OLD GREENWICH CT)
CA
09/01/1998 - 07/21/1999
BANCBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
CA
10/01/1997 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
CA
06/16/1993 - 10/01/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
CA
03/11/1992 - 06/04/1993
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 06/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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