Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Huffman is a financial advisor at Captrust with over 15 years of experience in the financial industry. Mark's certifications include a Certified Financial Planner designation. Mark is a registered representative in Arizona, California, Idaho, Nevada, Oregon, Texas, Utah and Virginia. Mark previously worked at Royal Alliance Associates, Inc. and Moss Adams Securities & Insurance LLC. Mark is also a board member of the YMCA of Superior California Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
01/25/2021 - Present
Captrust (Sacramento CA)
CA
07/06/2018 - 02/09/2021
ROYAL ALLIANCE ASSOCIATES, INC. (SACRAMENTO CA)
WA
02/28/2014 - 06/25/2018
MOSS ADAMS SECURITIES & INSURANCE LLC (SEATTLE WA)
CA
09/29/2010 - 01/24/2014
ROYAL ALLIANCE ASSOCIATES, INC. (SACRAMENTO CA)
BC
Issued 10/08/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/26/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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