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Mark Golden

Umergence LLC

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About Mark Golden

Mark Golden has been in the financial services industry since December 2011. Mark Golden is currently registered as a Broker-Dealer in Florida with Umergence LLC. Mark Golden is also registered with FINRA. Prior to joining Umergence LLC, Mark Golden was employed at Entoro Securities, LLC, Hornblower & Weeks, Inc., Global Financial Group, Inc., Euro-Atlantic Securities Inc., La Jolla Capital Corporation, and Investors Associates, Inc..

Firm Information

Mark Golden is currently registered with Umergence LLC. Umergence LLC is a Limited Liability Company formed in 2015. It is registered to operate in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Golden’s Registration & Firm History

CT

01/19/2023 - Present

Umergence LLC (PLANTSVILLE CT)

TX

04/25/2022 - 01/09/2023

ENTORO SECURITIES, LLC (HOUSTON TX)

TX

07/02/2019 - 07/01/2021

ENTORO SECURITIES, LLC (HOUSTON TX)

NY

01/12/1998 - 10/18/2001

HORNBLOWER & WEEKS, INC. (NEW YORK NY)

MN

08/05/1996 - 01/05/1998

GLOBAL FINANCIAL GROUP, INC. (MINNEAPOLIS MN)

FL

11/16/1995 - 08/26/1996

EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)

CA

05/23/1994 - 11/07/1995

LA JOLLA CAPITAL CORPORATION (SAN DIEGO CA)

NJ

05/05/1993 - 05/25/1994

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

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Licenses & Designations

BC

Issued 07/18/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/1995

Series 24 - General Securities Principal Examination

BC

Issued 07/02/2019

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 03/14/2019

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Mark Golden. Review regulatory record here.
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