Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Larkin is an investment advisor representative at Western International Securities, Inc., located in Campbell, California. Mark has been in the industry since June 1991. Mark is registered as a securities agent in 10 states, and is also registered as an investment advisor representative in California and Texas. Mark has passed the Series 65, Series 3, Series 7, and Series 24 exams. Mark has worked with a number of firms in the past including First Allied Securities, Inc., Round Hill Securities, Inc., A. G. Edwards & Sons, Inc., Smith Barney Inc., Lehman Brothers Inc., and Dean Witter Reynolds Inc. Mark's primary practice involves providing financial planning services and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/05/2023 - Present
Western International Securities, Inc. (Campbell CA)
CA
06/13/2005 - 05/14/2007
FIRST ALLIED SECURITIES, INC. (WALNUT CREEK CA)
CA
12/07/1995 - 06/13/2005
ROUND HILL SECURITIES, INC. (ALAMO CA)
MO
04/25/1995 - 07/10/1995
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
07/31/1993 - 06/21/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
06/10/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/06/1991 - 06/03/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/07/1990 - 03/13/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1990
Series 3 - National Commodity Futures Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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