Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Giovanni Alteri is a financial advisor who has been working in the industry since 2007. Mark is currently registered with Capital Client Group, Inc. and has been with the firm since 2014. Mark is registered in 46 states and holds the Series 6, Series 7 and SIE licenses. Previously, Mark was with Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc. in Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
07/14/2014 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
RI
01/03/2012 - 06/20/2014
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
12/19/2006 - 01/03/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 12/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/18/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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