Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Walton has been in the financial industry since 1986. Mark is a registered representative of M Holdings Securities, Inc. and an investment advisor representative of M Holdings Securities, Inc. Mark provides financial planning, portfolio management for individuals and businesses, and pension consulting services. Mark also conducts educational seminars. Mark is a Certified Financial Planner. Mark has previously been employed by Alvarez & Marsal Securities, LLC, NFP Securities, Inc., BG Worldwide Securities, Inc., The Leaders Group, Inc., Smith Barney Inc., Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, Christopher Weil & Company, Inc, First Affiliated Securities, Inc., and Connecticut Mutual Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/25/2015 - Present
M Holdings Securities, Inc. (SAN JUAN CAPISTRANO CA)
NY
03/19/2014 - 06/04/2015
ALVAREZ & MARSAL SECURITIES, LLC (NEW YORK NY)
OR
09/17/2012 - 03/17/2014
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
CA
05/01/2009 - 10/04/2012
NFP SECURITIES, INC. (JUAN CAPISTRANO CA)
CA
04/26/2005 - 05/04/2009
BG WORLDWIDE SECURITIES, INC. (WESTLAKE VILLAGE CA)
CO
02/11/1998 - 04/26/2005
THE LEADERS GROUP, INC. (LITTLETON CO)
NY
10/04/1994 - 01/16/1996
SMITH BARNEY INC. (NEW YORK NY)
AZ
11/19/1989 - 10/13/1994
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
11/03/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
CA
08/24/1988 - 11/03/1988
CHRISTOPHER WEIL & COMPANY, INC (GLENDALE CA)
NA
10/23/1984 - 08/25/1988
FIRST AFFILIATED SECURITIES, INC.
NA
08/01/1984 - 11/21/1984
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
BC
Issued 01/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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