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Mark Gerard Sweeney

Harbour Investments, Inc.

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About Mark Gerard Sweeney

Mark Sweeney is a financial advisor with over 35 years of experience in the industry. Mark is currently registered as a Registered Representative (RR) and Investment Advisor Representative (IAR) with Harbour Investments, Inc., a firm with over $6 billion in regulatory assets under management. Mark's specializations include financial planning, retirement planning and portfolio management for individuals. Prior to joining Harbour Investments, Inc., Mark was a financial advisor with Capital Financial Services, Inc. and Massachusetts Mutual Life Insurance Company. Mark is also an independent insurance agent and operates his own insurance agency, Sweeney Financial Group.

Firm Information

Mark Sweeney is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Sweeney’s Registration & Firm History

WI

04/13/2017 - Present

Harbour Investments, Inc. (MADISON WI)

WI

01/08/1998 - 04/13/2017

CAPITAL FINANCIAL SERVICES, INC. (MADISON WI)

MA

02/01/1984 - 01/15/1998

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

06/21/1982 - 01/02/1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

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Licenses & Designations

IA

Issued 11/06/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/19/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mark Gerard Sweeney. Review regulatory record here.
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