Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Sonntag is a financial advisor with over 30 years of experience in the industry. Mark has been registered with Ameriprise Financial Services, LLC since 2022, previously working at B. Riley Wealth Management and National Securities Corporation. Mark is currently licensed in Florida and Texas and holds multiple industry certifications. He specializes in working with individuals, high-net-worth clients, trusts/estates, corporations, and pension and profit-sharing plans. Mark provides financial planning, asset allocation, and portfolio management services. He is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/14/2022 - Present
Ameriprise Financial Services, LLC (Fort Myers FL)
FL
07/22/2022 - 11/14/2022
B. RILEY WEALTH MANAGEMENT (FORT MYERS FL)
FL
11/22/2013 - 07/22/2022
NATIONAL SECURITIES CORPORATION (FORT MYERS FL)
FL
09/25/2009 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (FORT MYERS FL)
FL
08/11/2006 - 10/23/2009
CAMBRIDGE INVESTMENT RESEARCH, INC. (FORT MYERS FL)
FL
02/10/2000 - 09/07/2006
PRIME CAPITAL SERVICES, INC. (FT. MYERS FL)
NY
07/29/1997 - 02/14/2000
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
07/02/1993 - 08/04/1997
NEW ENGLAND SECURITIES (NEW YORK NY)
IN
12/07/1992 - 03/09/1993
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
12/07/1992 - 03/09/1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MA
04/04/1989 - 10/28/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/04/1989 - 10/28/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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