Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Gerard Matthews is a financial professional who has been in the industry since April 1994. Mark is currently registered with Nylife Securities LLC in White Plains, NY. Mark has held previous positions at Amerivet Securities, Inc., Dinosaur Financial Group, L.L.C, Wilmington Capital Securities, LLC, Citigroup Global Markets Inc., and Salomon Brothers Inc. Mark holds the Series 63, 52TO, SIE, and Series 7 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/05/2024 - Present
Nylife Securities LLC (WHITE PLAINS NY)
NY
12/14/2022 - 07/27/2023
AMERIVET SECURITIES, INC. (NEW YORK NY)
NY
01/22/2019 - 11/30/2021
DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)
NY
06/06/2018 - 02/11/2019
WILMINGTON CAPITAL SECURITIES, LLC (New York NY)
NY
05/11/1992 - 12/07/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 11/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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