Unclaimed
Mark Gerard Dabrowski is a financial professional with over 30 years of experience in the industry. Currently, Mark is a registered representative with FHN Financial Securities Corp. in New York, NY. Mark holds several licenses, including Series 7, 9, 10, 14, 24, 52, 53, 55, 57, 79, 99, and SIE. Previous experience includes roles at Deutsche Bank Securities Inc., Bear, Stearns & Co. Inc., CIBC Oppenheimer Corp., and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/23/2003 - Present
FHN Financial Securities Corp. (NEW YORK NY)
NY
07/30/1999 - 04/11/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/23/1999 - 06/21/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/19/1998 - 04/27/1999
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
09/23/1992 - 05/12/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 09/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/22/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/25/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/12/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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