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Mark Gerard Dabrowski

FHN Financial Securities Corp.

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About Mark Gerard Dabrowski

Mark Gerard Dabrowski is a financial professional with over 30 years of experience in the industry. Currently, Mark is a registered representative with FHN Financial Securities Corp. in New York, NY. Mark holds several licenses, including Series 7, 9, 10, 14, 24, 52, 53, 55, 57, 79, 99, and SIE. Previous experience includes roles at Deutsche Bank Securities Inc., Bear, Stearns & Co. Inc., CIBC Oppenheimer Corp., and Morgan Stanley & Co., Incorporated.

Firm Information

Mark Dabrowski is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Dabrowski’s Registration & Firm History

NY

04/23/2003 - Present

FHN Financial Securities Corp. (NEW YORK NY)

NY

07/30/1999 - 04/11/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/23/1999 - 06/21/1999

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

05/19/1998 - 04/27/1999

CIBC OPPENHEIMER CORP. (NEW YORK NY)

NY

09/23/1992 - 05/12/1998

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/29/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 12/22/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/25/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 11/12/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/02/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Gerard Dabrowski.
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