Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Willis is a financial advisor in Simsbury, CT. Mark has been in the industry since November 23, 1998. Mark currently works for Cetera Investment Advisers LLC. Prior to this role, Mark was with VOYA FINANCIAL ADVISORS, INC. Mark is registered with FINRA as a Registered Representative and a General Securities Principal. Mark holds a Series 63, Series 65, Series 7, Series 24 and a SIE license. Mark is also registered with the following states: Connecticut, Massachusetts, New York and Pennsylvania. Mark has experience providing financial advice to individuals, businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Mark has a strong commitment to providing clients with personalized financial advice and helping them achieve their financial goals.
SIMSBURY, CT
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (SIMSBURY CT)
CT
04/18/2015 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (simsbury CT)
CT
01/08/2002 - 05/23/2013
ING INVESTMENTS DISTRIBUTOR, LLC (WINDSOR CT)
CT
08/10/2000 - 12/31/2001
AELTUS CAPITAL, INC (HARTFORD CT)
CA
06/18/1999 - 08/22/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CT
12/23/1996 - 07/05/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
IA
Issued 3/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/17/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Willis is the right advisor for you? Invested Better is here to help.
