Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark George Miller is a financial professional with over 30 years of experience in the industry. Mark is currently registered with Foreside Fund Services, LLC and has been with the firm since May 2022. Prior to joining Foreside Fund Services, LLC, Mark worked at HSBC Securities (USA) INC. Mark has a wide range of experience in the financial services industry including previous roles at BlackRock Investments, LLC, Sea Port Group Securities, LLC, Banc of America Securities LLC, Citigroup Global Markets Inc., and Salomon Brothers Inc. Mark holds a variety of licenses and certifications, including Series 3, 7, 9, 10, 24, and 63. Mark's experience and expertise make him a valuable resource for clients seeking financial guidance and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/16/2022 - Present
Foreside Fund Services, LLC (New York NY)
NY
06/30/2017 - 10/22/2018
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
04/26/2013 - 02/03/2016
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
01/08/2010 - 04/25/2013
SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)
NY
07/01/2004 - 10/11/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/28/1997 - 04/30/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/23/1985 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 07/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/13/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/10/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1985
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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