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Mark George Krause

Tradestation Securities, Inc.

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About Mark George Krause

Mark Krause is a financial professional with over 20 years of experience in the industry. He is currently registered with Tradestation Securities, Inc. and holds a Series 7, Series 3, and Series 63 license. Prior to joining Tradestation Securities, Inc., Mark worked at various firms including ICAP CORPORATES LLC, AXA ADVISORS, LLC, SG AMERICAS SECURITIES, LLC, NEWEDGE USA, LLC, and VAN DER MOOLEN SPECIALISTS USA, LLC. He is also a registered representative in Florida.

Firm Information

Mark Krause is currently registered with Tradestation Securities, Inc.. Tradestation Securities, Inc. is a Corporation that was formed on September 7, 1995. The firm is registered with the SEC and is also registered in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Krause’s Registration & Firm History

NY

07/16/2020 - Present

Tradestation Securities, Inc. (NEW YORK NY)

NY

02/25/2019 - 02/18/2020

ICAP CORPORATES LLC (NEW YORK NY)

NY

12/12/2018 - 02/07/2019

AXA ADVISORS, LLC (NEW YORK NY)

NY

01/02/2015 - 02/11/2015

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

03/24/2006 - 01/02/2015

NEWEDGE USA, LLC (NEW YORK NY)

NY

04/05/2000 - 02/25/2005

VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)

NY

06/29/1998 - 03/18/1999

WARBURG DILLON READ LLC (NEW YORK NY)

CT

12/02/1997 - 06/29/1998

SBC WARBURG DILLON READ INC. (STAMFORD CT)

NY

04/14/1994 - 01/06/1997

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

04/20/1990 - 03/16/1992

BEAR, STEARNS & CO. INC.

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Licenses & Designations

BC

Issued 03/14/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2015

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1995

Series 3 - National Commodity Futures Examination

BC

Issued 04/13/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark George Krause.
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