Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Holcomb is a financial advisor with over 38 years of experience in the industry. Mark is currently registered with UBS Financial Services Inc. as a Registered Representative and Investment Adviser Representative in Pennsylvania and Texas. Mark has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Advest, Inc. Mark has a broad range of experience and holds several licenses and certifications, including Series 63, Series 65, Series 7, Series 9, and Series 10. Mark has been active in the financial industry since 1984 and has a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
02/23/2009 - Present
UBS Financial Services Inc. (ERIE PA)
PA
02/28/1984 - 02/19/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ERIE PA)
CT
12/05/2005 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
IA
Issued 04/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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