Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Hendrix has been in the financial services industry since 1987. Mark is a Certified Financial Planner who is currently registered with Cetera Investment Advisers LLC as a Registered Representative. Mark has previous registrations with Tower Square Securities, Inc. and Guardian Investor Services Corporation. Mark has a Series 7, Series 63, and SIE license and has been registered with the Financial Industry Regulatory Authority (FINRA) since 1987. Mark is also registered with the following states: Colorado, Delaware, Florida, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington, and Wyoming. Mark's primary office location is in Olean, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (OLEAN NY)
NY
02/18/1999 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (OLEAN NY)
NY
08/02/1989 - 02/22/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
CA
12/16/1987 - 02/14/1990
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BC
Issued 03/30/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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