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Mark Geoffrey Sumpter

ADP Broker-Dealer, Inc.

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About Mark Geoffrey Sumpter

Mark Geoffrey Sumpter is a registered representative with ADP Broker-Dealer, Inc. Mark has been in the securities industry since 2021 and is licensed to sell securities in several states. Mark holds a Series 63, Series 6TO and a SIE license. Mark is currently registered with ADP Broker-Dealer, Inc. in Florham Park, NJ. Mark is located at 71 Hanover Road in Florham Park, NJ.

Firm Information

Mark Sumpter is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Sumpter’s Registration & Firm History

NJ

08/09/2023 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

NJ

06/23/2021 - 01/23/2023

ADP BROKER-DEALER, INC. (ROSELAND NJ)

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Licenses & Designations

BC

Issued 08/12/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/12/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Geoffrey Sumpter.
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