Unclaimed
Mark Geoffrey Sumpter is a registered representative with ADP Broker-Dealer, Inc. Mark has been in the securities industry since 2021 and is licensed to sell securities in several states. Mark holds a Series 63, Series 6TO and a SIE license. Mark is currently registered with ADP Broker-Dealer, Inc. in Florham Park, NJ. Mark is located at 71 Hanover Road in Florham Park, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/09/2023 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NJ
06/23/2021 - 01/23/2023
ADP BROKER-DEALER, INC. (ROSELAND NJ)
BC
Issued 08/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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