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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Gaspich is a financial advisor with Osaic Wealth, Inc. based in Scottsdale, Arizona. Mark has over 30 years of experience in the financial services industry. Mark specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services for individuals and businesses. Mark is also a Registered Representative and an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
04/09/2021 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
04/09/2021 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
04/09/2021 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
04/09/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
07/07/2004 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
04/09/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
08/25/2005 - 09/24/2007
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NE
06/04/1998 - 07/19/2002
NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)
NE
07/29/1991 - 07/18/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NE
03/27/2002 - 05/20/2002
TD WATERHOUSE CAPITAL MARKETS, INC. (BELLEVUE NE)
NA
08/25/1987 - 07/27/1989
DEAN WITTER REYNOLDS INC.
NA
12/01/1986 - 08/12/1987
MID-STATE SECURITIES CORP.
BC
Issued 09/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/31/2021
Series 24 - General Securities Principal Examination
BC
Issued 12/20/2000
Series 14 - Compliance Officer Examination
BC
Issued 08/08/1997
Series 4 - Registered Options Principal Examination
BC
Issued 02/02/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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