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Mark Garofalo

Curvature Securities LLC

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About Mark Garofalo

Mark Garofalo is a registered representative with Curvature Securities LLC. Mark has been in the industry since May 22, 2019. Mark is licensed to sell securities in 16 states.

Firm Information

Mark Garofalo is currently registered with Curvature Securities LLC. Curvature Securities LLC is a Limited Liability Company formed in 2013. The firm is registered in all 50 states and the District of Columbia, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Garofalo’s Registration & Firm History

NJ

05/23/2019 - Present

Curvature Securities LLC (CHATHAM NJ)

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Licenses & Designations

BC

Issued 09/11/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/23/2019

Series 99TO - Operations Professional Examination

BC

Issued 04/27/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Garofalo.
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