Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Garner Srofe is an active financial advisor in Villa Hills, Kentucky. Mark is a Registered Representative with Cambridge Investment Research Advisors, Inc. Mark has been in the financial services industry since April 19, 1988. Mark has experience in multiple financial areas including portfolio management for individuals and businesses, pension consulting, and financial planning. Mark is licensed to offer securities in Kentucky, Maine, Ohio and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KY
03/15/2024 - Present
Cambridge Investment Research Advisors, Inc. (Villa Hills KY)
OH
06/18/2007 - 03/13/2024
CROWN CAPITAL SECURITIES, L.P. (CINCINNATI OH)
OH
04/10/2006 - 02/14/2007
L.M. KOHN & COMPANY (CINCINNATI OH)
OH
08/30/2002 - 03/31/2006
EQUITY ANALYSTS INC. (CINCINNATI OH)
TX
03/12/1996 - 09/09/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
OH
08/15/1995 - 03/04/1996
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
RI
12/03/1987 - 08/31/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 11/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1989
Series 7 - General Securities Representative Examination
BC
Issued 12/02/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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