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Mark Garfinkel

Dealerweb Inc.

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About Mark Garfinkel

Mark Garfinkel is a securities professional with over 18 years of experience in the industry. Mark is currently registered with Dealerweb Inc. and Tradeweb LLC in New York. Mark is also registered with Tradeweb Direct LLC in New York. Previously, Mark was registered with TP ICAP GLOBAL MARKETS AMERICAS LLC in New York, Tullett Prebon Financial Services LLC in New York, Murphy & Durieu in New York, Creditex Securities Corporation in New York, BGC FINANCIAL, L.P. in New York, BGC SECURITIES in New York, UBS SECURITIES LLC in Stamford, CT and UBS FINANCIAL SERVICES INC. in Weehawken, NJ. Mark holds the Series 63, Series 7, and SIE licenses.

Firm Information

Mark Garfinkel is currently registered with Dealerweb Inc.. Dealerweb Inc. is a corporation formed on December 12, 1975. The firm is registered in California, Florida, New Jersey, and New York and is also registered with the SEC. The firm has been involved in 7 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

102

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Garfinkel’s Registration & Firm History

NY

01/09/2024 - Present

Dealerweb Inc. (NEW YORK NY)

NY

06/30/2023 - 01/09/2024

TP ICAP GLOBAL MARKETS AMERICAS LLC (New York NY)

NY

01/05/2015 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

10/29/2013 - 01/05/2015

MURPHY & DURIEU (NEW YORK NY)

NY

06/19/2009 - 06/04/2013

CREDITEX SECURITIES CORPORATION (NEW YORK NY)

NY

07/08/2008 - 06/08/2009

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

07/15/2008 - 11/26/2008

BGC SECURITIES (NEW YORK NY)

CT

04/27/2004 - 08/29/2007

UBS SECURITIES LLC (STAMFORD CT)

NJ

12/16/2003 - 04/27/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 02/13/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Garfinkel.
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