Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Gareth Thomas has been in the securities industry since 1997. Mark is currently registered with Pimco Investments LLC, a firm that provides investment advice to a variety of clients. Mark holds a number of securities licenses, including Series 3, 7, 9, 10, 24, 51 and 63 licenses. Mark is also a licensed Investment Advisor Representative. Mark has experience working with various clients and investment products. Mark has been a registered representative with a variety of firms including TD Waterhouse Investor Services, Inc., Jack White & Company, Inc., Nicholas-Applegate Securities (A California Limited Partnership), and Allianz Global Investors Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/14/2011 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
NY
02/04/2002 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
CA
05/31/2001 - 02/07/2002
NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP) (SAN DIEGO CA)
NE
06/01/1998 - 04/10/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NA
09/09/1997 - 06/01/1998
JACK WHITE & COMPANY, INC.
IA
Issued 06/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 06/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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