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Mark Garald Derby

Nylife Securities LLC

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About Mark Garald Derby

Mark Garald Derby is a financial professional with over 20 years of experience in the industry. Mark Derby is currently registered with Nylife Securities LLC in Eugene, Oregon. Mark Derby has held previous positions with Allstate Financial Services, LLC and Mutual of Omaha Investor Services, Inc. Mark Derby has a strong background in investment company products and variable contracts. Mark Derby holds licenses in 11 states, including Oregon, Washington, California, Arizona, Colorado, Illinois, Idaho, Missouri, Montana, Nevada and Utah.

Firm Information

Mark Derby is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Derby’s Registration & Firm History

OR

06/08/2010 - Present

Nylife Securities LLC (EUGENE OR)

OR

08/31/2004 - 05/20/2010

ALLSTATE FINANCIAL SERVICES, LLC (SPRINGFIELD OR)

NE

03/20/2002 - 09/02/2004

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 03/19/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Garald Derby.
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