Unclaimed
Mark Gandor is a financial advisor who has been in the industry since April 20, 2015. Mark is currently registered with Cambridge Investment Research Advisors, Inc. and has been with the firm since March 2018. Mark has held previous positions with LPL FINANCIAL LLC. Mark is a Series 6, 7, 63 and 65 licensed advisor and also holds the SIE exam. Mark offers a range of advisory services including financial planning, pension consulting, portfolio management for individuals and businesses, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
01/03/2020 - Present
Cambridge Investment Research Advisors, Inc. (Des Plaines IL)
IL
04/21/2015 - 04/04/2018
LPL FINANCIAL LLC (OAK BROOK IL)
IA
Issued 07/15/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/21/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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