Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark G lim Liu is an investment advisor representative with Ardent Capital. Mark G lim Liu is registered to provide investment advisory services in California. Mark G lim Liu has been in the industry since March 1995. Prior to joining Ardent Capital, Mark G lim Liu worked at CHARLES SCHWAB & CO., INC. Mark G lim Liu has passed the Uniform Investment Adviser Law Examination, the Uniform Securities Agent State Law Examination, the General Securities Representative Examination, and the General Securities Sales Supervisor Examination (Options Module & General Module). Mark G lim Liu has an active registration with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
04/13/2005 - Present
Ardent Capital (Mountain View CA)
TX
03/07/1995 - 02/16/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 10/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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