Unclaimed
Mark Fritz is a financial advisor with Alliancebernstein Investments, Inc. Mark has over 12 years of experience in the financial services industry. Mark is registered with FINRA and holds the Series 66, SIE, and Series 7 licenses. Mark has previously worked with Sanford C. Bernstein & Co., LLC, DWS Distributors, Inc., and Janney Montgomery Scott LLC. Mark's current registration is with Alliancebernstein Investments, Inc., which is a broker-dealer registered with FINRA. Mark is currently registered to offer securities in Louisiana, Mississippi, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
06/15/2022 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
TX
09/29/2022 - 12/22/2022
SANFORD C. BERNSTEIN & CO., LLC (HOUSTON TX)
IL
05/08/2013 - 06/13/2022
DWS DISTRIBUTORS, INC. (CHICAGO IL)
PA
09/30/2010 - 04/23/2013
JANNEY MONTGOMERY SCOTT LLC (BRYN MAWR PA)
BOTH
Issued 11/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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