Unclaimed
Mark Pavlik is a financial professional with over 10 years of experience in the securities industry. Mark is currently registered with HSBC Securities (USA) Inc. as a Registered Representative, and holds the Series 99 and SIE licenses. His registration with HSBC Securities (USA) Inc. began in September 2012. Prior to that, Mark had no previous employment history in the financial services industry. Mark has a strong background in operations and is committed to providing clients with high-quality service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
09/17/2012 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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