Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Frederick Swingle is a financial advisor with Merit Financial Advisors in Westfield, NJ. Mark has been a registered representative for over 27 years and has experience in the financial services industry. Mark has a Series 6, 7 and 63 license and a SIE certification. Mark is a Certified Financial Planner™ professional. Mark is a member of the board of directors of the Westfield Foundation and Westfield Area YMCA. Mark offers financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Consulting fees
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NJ
07/29/2024 - Present
Merit Financial Advisors (Westfield NJ)
NJ
12/10/2004 - 11/17/2017
KESTRA INVESTMENT SERVICES, LLC (WESTFIELD NJ)
MA
08/21/1996 - 12/13/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 09/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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