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Mark Frederick Brown

Nylife Securities LLC

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About Mark Frederick Brown

Mark Frederick Brown is a financial professional with over 30 years of experience in the financial services industry. Mark is currently registered with Nylife Securities LLC and has previously held positions with Mutual of America Life Insurance Company, Mutual of America Securities LLC, and Securian Financial Services, Inc. Mark holds the Series 3, 7, and 66 securities licenses. Mark is a highly experienced financial advisor who is committed to providing personalized financial advice and guidance to his clients.

Firm Information

Mark Brown is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Brown’s Registration & Firm History

NJ

11/24/2023 - Present

Nylife Securities LLC (SADDLE BROOK NJ)

NJ

04/25/2012 - 02/03/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (PARSIPPANY NJ)

NJ

04/25/2012 - 02/03/2020

MUTUAL OF AMERICA SECURITIES LLC (PARSIPPANY NJ)

NJ

04/15/2011 - 02/08/2012

SECURIAN FINANCIAL SERVICES, INC. (PARSIPPANY NJ)

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Licenses & Designations

BOTH

Issued 10/13/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/2011

Series 7 - General Securities Representative Examination

BC

Issued 04/29/1988

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Frederick Brown.
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