Unclaimed
Mark Frederick Brown is a financial professional with over 30 years of experience in the financial services industry. Mark is currently registered with Nylife Securities LLC and has previously held positions with Mutual of America Life Insurance Company, Mutual of America Securities LLC, and Securian Financial Services, Inc. Mark holds the Series 3, 7, and 66 securities licenses. Mark is a highly experienced financial advisor who is committed to providing personalized financial advice and guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/24/2023 - Present
Nylife Securities LLC (SADDLE BROOK NJ)
NJ
04/25/2012 - 02/03/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (PARSIPPANY NJ)
NJ
04/25/2012 - 02/03/2020
MUTUAL OF AMERICA SECURITIES LLC (PARSIPPANY NJ)
NJ
04/15/2011 - 02/08/2012
SECURIAN FINANCIAL SERVICES, INC. (PARSIPPANY NJ)
BOTH
Issued 10/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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