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Mark Frederic Smith

Stonex Financial Inc.

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About Mark Frederic Smith

Mark Frederic Smith is a financial professional with over 10 years of experience in the financial industry. Mark is currently registered with Stonex Financial Inc. and holds the Series 99 and SIE licenses. Mark’s experience includes working with clients in the Chicago area.

Firm Information

Mark Smith is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Smith’s Registration & Firm History

IL

05/01/2017 - Present

Stonex Financial Inc. (Chicago IL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Frederic Smith.
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