Unclaimed
Mark Frederic Smith is a financial professional with over 10 years of experience in the financial industry. Mark is currently registered with Stonex Financial Inc. and holds the Series 99 and SIE licenses. Mark’s experience includes working with clients in the Chicago area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/01/2017 - Present
Stonex Financial Inc. (Chicago IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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