Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Leone is a financial advisor at Cambridge Investment Research Advisors, Inc. Mark has been in the financial services industry since 1988 and has a broad range of experience serving individual and institutional clients. Mark has a focus on financial planning, pension consulting, educational seminars, market timing services, and portfolio management. Previously, Mark worked at Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Zions Direct, Inc., First Security Investor Services, Inc., and Piper, Jaffray & Hopwood Incorporated. Mark holds FINRA Series 7, 31, 63, and 65 licenses and the SIE exam. Mark is registered as an investment advisor representative in Texas and Utah, and as a broker-dealer in Arizona, California, Colorado, District of Columbia, Florida, Idaho, Michigan, Missouri, Montana, Nevada, New Mexico, New York, Oklahoma, Oregon, Pennsylvania, Texas, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
UT
05/15/2014 - Present
Cambridge Investment Research Advisors, Inc. (SALT LAKE CITY UT)
UT
06/01/2009 - 04/23/2014
MORGAN STANLEY (SALT LAKE CITY UT)
UT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SALT LAKE CITY UT)
UT
12/01/2005 - 04/02/2007
MORGAN STANLEY DW INC. (SALT LAKE CITY UT)
UT
11/14/1994 - 12/02/2005
ZIONS DIRECT, INC. (SALT LAKE CITY UT)
UT
03/13/1991 - 01/04/1994
FIRST SECURITY INVESTOR SERVICES, INC. (SALT LAKE CITY UT)
MN
10/19/1988 - 01/04/1991
PIPER, JAFFRAY & HOPWOOD INCORPORATED (MINNEAPOLIS MN)
IA
Issued 12/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Leone is the right advisor for you? Invested Better is here to help.
