Unclaimed
Mark Franklin Bailey has been in the securities industry since 1985. Mark is currently registered with Kestra Investment Services, LLC in St. Augustine, Florida. Prior to that, Mark was registered with NYLIFE Securities LLC and several other firms in various states. Mark holds the Series 6 and SIE licenses. Mark is registered in Colorado, District of Columbia, Florida and Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/01/2019 - Present
Kestra Investment Services, LLC (St. Augustine FL)
FL
02/19/1999 - 05/24/2019
NYLIFE SECURITIES LLC (ST AUGUSTINE FL)
NY
05/05/1998 - 01/23/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
VA
12/01/1997 - 03/20/1998
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
10/29/1990 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
CA
10/18/1985 - 10/24/1990
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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