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Mark Franklin Bailey

Kestra Investment Services, LLC

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About Mark Franklin Bailey

Mark Franklin Bailey has been in the securities industry since 1985. Mark is currently registered with Kestra Investment Services, LLC in St. Augustine, Florida. Prior to that, Mark was registered with NYLIFE Securities LLC and several other firms in various states. Mark holds the Series 6 and SIE licenses. Mark is registered in Colorado, District of Columbia, Florida and Maryland.

Firm Information

Mark Bailey is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Bailey’s Registration & Firm History

FL

05/01/2019 - Present

Kestra Investment Services, LLC (St. Augustine FL)

FL

02/19/1999 - 05/24/2019

NYLIFE SECURITIES LLC (ST AUGUSTINE FL)

NY

05/05/1998 - 01/23/1999

NYLIFE SECURITIES INC. (NEW YORK NY)

VA

12/01/1997 - 03/20/1998

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

VA

10/29/1990 - 12/01/1997

FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)

CA

10/18/1985 - 10/24/1990

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mark Franklin Bailey. Review regulatory record here.
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