Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Testa is a financial advisor with MML Investors Services, LLC. Mark has been in the industry since 2002 and holds a Series 63, Series 66, Series 7, Series 7TO, Series 24, and SIE license. Mark is a Chartered Financial Analyst. Mark specializes in a wide range of financial planning and investment services, including asset allocation programs, financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. Mark has worked for several prominent financial institutions, including J.P. Morgan Securities Inc., Deutsche Bank Securities Inc., and Raymond James Financial Services, Inc. Mark has a wide range of experience in serving a diverse clientele, including high-net-worth individuals, businesses, trusts, foundations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
01/25/2024 - Present
MML Investors Services, LLC (MONTVILLE NJ)
NJ
02/17/2022 - 06/26/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (WESTWOOD NJ)
NY
06/24/2010 - 03/14/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/10/2003 - 05/26/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/18/2008 - 12/31/2008
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
11/13/1996 - 05/15/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 02/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2009
Series 24 - General Securities Principal Examination
BC
Issued 02/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/06/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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