Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Frank Pibl is an active broker in the state of California, registered with Smbc Nikko Securities America, Inc.. Mark has been in the industry since 1996 and has worked for a number of prominent firms, including Capfi Partners LLC, Susquehanna Financial Group, LLLP, Cantor Fitzgerald & Co., Canaccord Genuity Inc., and Jefferies & Company, Inc.. Mark has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/28/2021 - Present
Smbc Nikko Securities America, Inc. (SAN FRANCISCO CA)
NY
06/21/2019 - 06/03/2021
CAPFI PARTNERS LLC (NEW YORK NY)
NY
11/13/2017 - 02/13/2019
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
NY
10/17/2016 - 08/03/2017
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
09/09/2013 - 10/28/2016
CANACCORD GENUITY INC. (NEW YORK NY)
NY
07/12/2013 - 09/03/2013
PIERPONT SECURITIES LLC (NEW YORK NY)
NY
03/12/2012 - 09/03/2013
PIERPONT CAPITAL ADVISORS LLC (NEW YORK NY)
NY
06/02/2010 - 09/16/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
08/07/2009 - 06/03/2010
NEWOAK CAPITAL MARKETS LLC (NEW YORK NY)
NY
07/16/2001 - 02/21/2007
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/11/1998 - 07/13/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/10/1997 - 07/01/1998
CHASE SECURITIES INC. (NEW YORK NY)
NY
12/13/1993 - 03/11/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/14/1993 - 11/10/1993
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2020
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/18/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2010
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 01/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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