Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Franco Erculei is a financial advisor registered with Wells Fargo Clearing Services, LLC. Mark has been in the financial industry since 1997. Mark is licensed to provide financial and investment advice in 17 states and specializes in portfolio management for individuals and businesses, as well as pension consulting. Prior to joining Wells Fargo, Mark was a financial advisor with Morgan Stanley for six years. Mark has a broad range of experience in the financial services industry, and is committed to providing clients with personalized financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
07/01/2020 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
NV
09/05/2014 - 06/18/2020
MORGAN STANLEY (LAS VEGAS NV)
NV
11/14/2008 - 09/15/2014
UBS FINANCIAL SERVICES INC. (LAS VEGAS NV)
NV
03/29/2005 - 11/17/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAS VEGAS NV)
MA
08/31/2000 - 03/22/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MO
09/07/1999 - 08/28/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
IL
10/29/1997 - 09/07/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
04/22/1996 - 09/24/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
02/21/1996 - 04/10/1996
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NJ
01/23/1996 - 02/06/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 05/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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