Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Francis Wallace is a financial advisor with over 35 years of experience in the financial services industry. Mark currently works with LPL Financial LLC, providing financial advice and services to individuals, families, and businesses. Mark has experience working with various financial institutions like Lincoln Financial Advisors Corporation, NFP Securities, Inc., SII Investments, Inc., QA3 Financial Corp., WMA Securities, Inc., and PaineWebber Incorporated. Mark holds a Series 7 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/19/2024 - Present
LPL Financial LLC (MORRISTOWN NJ)
NJ
01/06/2012 - 04/19/2024
LINCOLN FINANCIAL ADVISORS CORPORATION (PARAMUS NJ)
NJ
01/11/2010 - 01/30/2012
NFP SECURITIES, INC. (FAIRFIELD NJ)
NJ
08/01/2003 - 12/31/2009
SII INVESTMENTS, INC. (FAIRFIELD NJ)
NE
07/15/2003 - 08/15/2003
QA3 FINANCIAL CORP. (OMAHA NE)
WI
02/11/2000 - 07/10/2003
SII INVESTMENTS, INC. (APPLETON WI)
GA
02/03/1996 - 06/06/2000
WMA SECURITIES, INC. (DULUTH GA)
NJ
03/19/1986 - 02/12/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
07/25/1987 - 10/29/1987
PAINEWEBBER REAL ESTATE SECURITIES INC.
BC
Issued 04/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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