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Mark Francis Sitek

Loop Capital Markets LLC

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About Mark Francis Sitek

Mark Francis Sitek is a registered representative with Loop Capital Markets LLC. Mark has been in the industry since 1988. Mark has been with Loop Capital Markets LLC since September 2014 and has previously worked at MIZUHO SECURITIES USA INC., PRUDENTIAL SECURITIES INCORPORATED, DISCOUNT CORPORATION OF NEW YORK and FUNDAMENTAL BROKERS INSTITUTIONAL ASSOCIATES, A LIMITED PARTNERS. Mark holds the Series 3, Series 5, Series 7, Series 63 and SIE licenses.

Firm Information

Mark Sitek is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Mark Sitek’s Registration & Firm History

NY

09/04/2014 - Present

Loop Capital Markets LLC (NEW YORK NY)

NY

02/26/2001 - 05/05/2014

MIZUHO SECURITIES USA INC. (NEW YORK NY)

NY

09/05/1991 - 11/27/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

05/05/1988 - 09/20/1991

DISCOUNT CORPORATION OF NEW YORK

NA

07/25/1987 - 02/10/1988

FUNDAMENTAL BROKERS INSTITUTIONAL ASSOCIATES, A LIMITED PARTNERS

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Licenses & Designations

BC

Issued 03/31/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/1999

Series 3 - National Commodity Futures Examination

BC

Issued 08/14/1991

Series 7 - General Securities Representative Examination

BC

Issued 05/16/1985

Series 5 - Interest Rate Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Francis Sitek.
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