Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Roberts is a financial advisor with over 25 years of experience in the industry. Mark is registered with Valic Financial Advisors, Inc. and offers financial planning and portfolio management services. Mark is also registered as an Investment Advisor Representative in Arizona, Connecticut, Florida, Georgia, Maine, Massachusetts, New Hampshire, New York, Rhode Island, South Carolina and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NH
09/12/2018 - Present
Valic Financial Advisors, Inc. (NASHUA NH)
CT
05/03/2006 - 11/11/2010
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
NY
04/01/2006 - 05/04/2006
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
11/13/2003 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MA
05/10/2001 - 09/03/2002
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
NY
06/10/1996 - 05/18/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 01/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/07/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Roberts is the right advisor for you? Invested Better is here to help.
