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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Francis Quinn is a financial advisor with Stifel, Nicolaus & Company, Inc. Mark has been in the industry since 1996. Mark has a wide range of experience, having worked at several firms before joining Stifel, Nicolaus & Company, Inc., including PNC Capital Markets LLC, Wachovia Capital Markets, LLC, A. G. Edwards & Sons, Inc., Legg Mason Wood Walker, Incorporated, First Union Securities, Inc. and First Union Capital Markets Corp. Mark is registered with the Financial Industry Regulatory Authority (FINRA) and holds several licenses, including Series 7, 52TO, 50, 53, and SIE. Mark specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/28/2017 - Present
Stifel, Nicolaus & Company, Inc. (CONSHOHOCKEN PA)
PA
05/08/2008 - 03/21/2017
PNC CAPITAL MARKETS LLC (PHILADELPHIA PA)
PA
11/26/2007 - 04/16/2008
WACHOVIA CAPITAL MARKETS, LLC (PHILADELPHIA PA)
MO
10/05/2005 - 11/26/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MD
07/11/2000 - 09/02/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
10/01/1999 - 08/07/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/10/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
05/16/1996 - 03/26/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 05/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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