Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Francis Mager is a financial professional with over 15 years of experience in the industry. Mark is currently registered with Raine Securities LLC as a broker-dealer in the state of New York. Previously, Mark was associated with Credit Suisse Securities (USA) LLC, Bentley Securities Corporation, and Morgan Stanley & Co. LLC. Mark holds Series 7, 24, 63, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/01/2019 - Present
Raine Securities LLC (NEW YORK NY)
NY
01/05/2015 - 10/28/2019
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/28/2011 - 01/05/2015
BENTLEY SECURITIES CORPORATION (NEW YORK NY)
NY
04/18/2008 - 11/03/2011
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
01/18/2006 - 07/25/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 02/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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