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Mark Francis Dodson

Scotia Capital (usa) Inc.

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About Mark Francis Dodson

Mark Dodson is a financial advisor with Scotia Capital (usa) Inc. Mark has been in the industry since 2006 and has been a registered representative with FINRA since 2006. Mark has experience in providing financial advice to individuals and families. Mark holds the Series 7 and Series 66 licenses.

Firm Information

Mark Dodson is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Dodson’s Registration & Firm History

NY

05/03/2023 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

09/20/2021 - 05/03/2023

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

NY

10/14/2016 - 05/04/2021

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/26/2006 - 08/01/2016

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/15/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Francis Dodson.
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