Unclaimed
Mark Dodson is a financial advisor with Scotia Capital (usa) Inc. Mark has been in the industry since 2006 and has been a registered representative with FINRA since 2006. Mark has experience in providing financial advice to individuals and families. Mark holds the Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/03/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
09/20/2021 - 05/03/2023
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
10/14/2016 - 05/04/2021
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/26/2006 - 08/01/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BOTH
Issued 05/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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